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Governance and Conduct Obligations in Financial Services

Gamertsfelder · ISBN 9780409343489
Governance and Conduct Obligations in Financial Services | Zookal Textbooks | Zookal Textbooks
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Publisher Lexis Nexis Australia
Author(s) Gamertsfelder
Edition 1
Published 12th December 2016
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This text provides an introduction to the nature of obligations which are specifically imposed on high managerial agents of corporations, and also provides an overview of general conduct obligations, mis-selling and conduct risk generally in financial services. Corporate Governance in Financial Services is a useful resource for practitioners working in the areas of commercial law, corporations law, intellectual property, litigation and media and communications.



Features



  • Unifying framework for examining the nature of obligations specifically imposed on high managerial agents of corporations and also an overview of general conduct    obligations, mis-selling and conduct risk generally in financial services

  • Plain English explanations of complex concepts



Related Titles



  • Baxt, Black & Hanrahan, Securities and Financial Services Law, 8th ed, 2012

  • Farrar & Hanrahan, Corporate Governance, 2016

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